Securities Fraud Attorney

National Attorneys for Securities or Investment Fraud Claims

Investors Recover Compensation for Fraudulent Securities Losses

Everyone knows that investing comes with a certain amount of risk. However, not all losses are legitimate; some investment losses can be traced to fraud, mismanagement, and illegal or unethical conduct by a stock broker or investment company.

If you suspect you have fallen victim to investment fraud, you may be eligible to pursue arbitration before FINRA, the Financial Industry Regulatory Authority. Our investment fraud attorneys help individuals and families who believe they have suffered financial losses as a result of securities fraud or negligence.

Investment fraud and mishandling can be difficult to detect; many investors assume their losses are the result of their own mistake. Stock brokers and financial advisers who are acting unethically are depending on this factor.

Trust your instinct if you suspect investment fraud. Losing your life savings is a painful, anxiety-ridden experience. Our team is here to provide support and expert legal representation to recover what is rightfully yours.

Stockbroker negligence claims are a highly specialized form of law, requiring an advanced understanding of FINRA and the regulations that govern stock brokers and investment firms. Our experienced securities litigators will provide a free case review to determine whether you have grounds to file a claim. Should you choose our investment fraud lawyers to represent your claim, you will never be charged legal fees unless we recover a financial settlement for you.


Securities Fraud Attorney

Securities Fraud

In order to prevent securities fraud, stockbrokers and financial advisors are governed by legal standards when providing investment advice and services. If you suspect your financial advisor has been negligent in handling your account, you may have grounds to recover losses related to securities fraud. Read full Securities Fraud information.


Investment Fraud

Investment Fraud

Investment fraud can take many forms. Examples of broker and investment fraud include fraudulent misrepresentations and non-disclosures, portfolio mismanagement, excessive trading, claims regarding fraudulent annuities or insurance products, overconcentration (lack of diversification), and a breach of other fiduciary duties. Read full Investment Fraud information.

Securities Fraud Attorneys

Securities Fraud Attorneys

Securities fraud attorneys must have specialized knowledge of the complex financial industry, federal regulations, and FINRA arbitration. Backed by expertise, the significant resources of a leading financial arbitration firm, and invaluable consultation from financial experts, our securities fraud attorneys will work tirelessly to pursue justice on your behalf. Read full Securities Fraud Attorney information.

Investment Fraud Lawyers

Investment Fraud Lawyers

Aware of the very serious nature of investment losses, our investment fraud lawyers are prepared to direct our firm's significant resources toward recovering what you have lost. Losing your savings is a painful and anxiety-ridden process; to best assist you during a difficult time, our investment fraud lawyers provide legal services on a contingency basis, meaning there are no legal fees unless we recover compensation for you. Read full Investment Fraud Lawyer information.

Investment Fraud Lawyers FAQ

Securities Fraud FAQs

Filing a claim for securities fraud is different from filing an ordinary lawsuit. FINRA, the legal body responsible for regulating the financial industry, handles investment fraud cases through mediation and arbitration. This page provides answers to common securities fraud questions from our experienced investment attorneys to help you navigate the FINRA claims process. Read full Securities Fraud FAQs.